Compliance Advisor II
Company: Commerce Bank
Location: Kansas City
Posted on: May 14, 2022
Job Description:
About Working at Commerce - Wouldn't it be great to build your
career at a bank that's known for helping people with their
financial challenges? That's exactly what you'd be doing when you
join the team at Commerce Bank. We're looking for teammates who are
ready to do whatever it takes to help our customers with their
everyday financial needs. You'd be helping yourself too, because
Commerce has a tradition of recognizing and rewarding team members
for their talent, skills and contributions. - -No wonder we've been
an industry leader for over 150 years and have developed a
reputation as a great place to work in the financial services
world. If you'd like to be a part of a team and culture that is
respected by its peers and in your community, we should talk. We're
always looking for the best and brightest. About This Job As a
Compliance Advisor II, you will provide advice with respect to
implementation of and compliance with applicable rules and
regulations. The Compliance Advisor II will review and monitor
policies and procedures to ensure compliance with federal and state
banking regulations and the corporate compliance program. They will
apply excellent critical thinking skills in a consultative role
with a significant degree of business line interaction. This
position assesses the internal controls, operations, and
administrative functions for efficiency and effectiveness. Works
semi-independently under the direct supervision of the Chief
Compliance Officer - Banking. This position will be Flexible: Work
both on-site and remote with schedule agreed upon by manager. Will
be on-site when business needs arise and for "moments that matter."
Essential Functions
- Stay informed of compliance-related rules, regulations, and
guidance in an effort to assist the CCO - Banking and bank
staff
- Review and interpret new and pending laws and regulations that
potentially affect the business' operations
- Assist in review and/or implementation of new products,
services, and/or software as it relates to compliance
functions
- Review and evaluate operating procedures and controls related
to compliance objectives
- Review and monitor policies and procedures to ensure compliance
with federal and state banking regulations and the compliance
program
- Maintain ongoing relationships with Commerce Bank business
lines and support unit partners
- Demonstrate leadership to, and provide training for, bank staff
in compliance-related matters
- Serve as liaison between the Banking Compliance department and
the assigned business unit(s) on identifying and addressing
compliance concerns as changes are made
- Assist in responding to requests from regulators and/or
addressing exceptions from audits, both internal and external
- Provide advice during the development and installation of
solutions to ensure proper implementation of compliance
requirements and development of ongoing compliance controls
- Provide ongoing support and advice related to compliance with
internal procedures and processes with recommendation for
corrective measures where applicable
- Develop and review content for compliance training programs,
including advice to business lines on 1st line of defense training
opportunities and content development
- Assist in the completion of compliance risk assessments
- Perform other duties as assigned Knowledge Skills & Abilities
Required
- Excellent knowledge of consumer compliance regulations
- Must be able to interpret regulations and apply them to bank
functions
- Critical analysis skills sufficient to analyze and communicate
complex regulatory concepts
- Ability to think strategically across multiple lines of
business to create practical compliance solutions
- Sound business and professional judgment
- Ability to troubleshoot, problem solve, and successfully manage
ambiguity
- Motivated and organized self-starter with strong attention to
detail and the ability to manage multiple priorities
- Inquisitive, agile, and strong team player with excellent
written, verbal, and interpersonal communication skills
- Ability to remain adaptable and resilient to all situations
with an optimistic outlook and cast a positive shadow that is
aligned with our culture and Core Values
- Intermediate level proficiency with Microsoft Word, Excel, and
Outlook Education & Experience
- Bachelor's degree or equivalent combination of education and
experience required.
- 6+ years of compliance experience or equivalent technical
knowledge
- 4 years of well-rounded and progressive banking experience
- Excellent knowledge of consumer compliance regulations
- Certifications such as CPA, Certified Bank Auditor, Certified
Regulatory Compliance Manager (CRCM) or admission to the Bar
(preferred) Location: 922 Walnut St, Kansas City, Missouri
64106Time Type:Full time
Keywords: Commerce Bank, Kansas City , Compliance Advisor II, Accounting, Auditing , Kansas City, Kansas
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